Determining the set of valid next terminals when generating from a CFG - parsing

I am trying to generate random sentences from a context-free grammar. During each step, the next non-terminal to be generated is determined according to some probabilistic criteria irrelevant to this question. Where I am stuck is, given a grammar and the partial sentence generated so far, how do I determine the set of non-terminals that can be generated at the next step according to the grammar?
Below is an example grammar in BNF and a partial generation.
<expr> ::= <term> "+" <expr> | <term>
<term> ::= <term> "*" <factor> | <factor>
<factor> ::= "(" <expr> ")" | <const>
<const> ::= "0" | "1" | "2" | "3" | "4"
Supposed generated sequence so far: ( 1 +. In this case, we can easily see that the next token to be generated should come from the set {"(", "0", "1", "2", "3", "4"}.
Is there an algorithm to determine this set given a general grammar and a partial generation, or generate the sentence in a way that makes this set available at each step?

The usual approach to generating sentences is to start with the start symbol and then repeatedly substitute the first (or last) non-terminal with one of its productions, using a sampling criterion not entirely relevant to this answer.
If the grammar is left-to-right parseable, you could simply parse the prefix and then select one of the terminals for which a non-error action exists. That requires the parse tables for whatever left-to-right algorithm is applicable. If the algorithm is LALR(k), you need to watch out for reduce actions which lead to eventual errors. To avoid that scenario, if you decide to choose a reduce action, do not commit to the corresponding lookahead symbol. Only commit when you do a shift. (But you cannot ignore the lookaheads corresponding to the reduce action either; you need to keep the entire set so that you can ensure that the lookahead symbol is chosen consistently.)

Related

ANTLR: Why is this grammar rule for a tuples not LL(1)?

I have the following grammar rules defined to cover tuples of the form: (a), (a,), (a,b), (a,b,) and so on. However, antlr3 gives the warning:
"Decision can match input such as "COMMA" using multiple alternatives: 1, 2
I believe this means that my grammar is not LL(1). This caught me by surprise as, based on my extremely limited understanding of this topic, the parser would only need to look one token ahead from (COMMA)? to ')' in order to know which comma it was on.
Also based on the discussion I found here I am further confused: Amend JSON - based grammar to allow for trailing comma
And their source code here: https://github.com/doctrine/annotations/blob/1.13.x/lib/Doctrine/Common/Annotations/DocParser.php#L1307
Is this because of the kind of parser that antlr is trying to generate and not because my grammar isn't LL(1)? Any insight would be appreciated.
options {k=1; backtrack=no;}
tuple : '(' IDENT (COMMA IDENT)* (COMMA)? ')';
DIGIT : '0'..'9' ;
LOWER : 'a'..'z' ;
UPPER : 'A'..'Z' ;
IDENT : (LOWER | UPPER | '_') (LOWER | UPPER | '_' | DIGIT)* ;
edit: changed typo in tuple: ... from (IDENT)? to (COMMA)?
Note:
The question has been edited since this answer was written. In the original, the grammar had the line:
tuple : '(' IDENT (COMMA IDENT)* (IDENT)? ')';
and that's what this answer is referring to.
That grammar works without warnings, but it doesn't describe the language you intend to parse. It accepts, for example, (a, b c) but fails to accept (a, b,).
My best guess is that you actually used something like the grammars in the links you provide, in which the final optional element is a comma, not an identifier:
tuple : '(' IDENT (COMMA IDENT)* (COMMA)? ')';
That does give the warning you indicate, and it won't match (a,) (for example), because, as the warning says, the second alternative has been disabled.
LL(1) as a property of formal grammars only applies to grammars with fixed right-hand sides, as opposed to the "Extended" BNF used by many top-down parser generators, including Antlr, in which a right-hand side can be a set of possibilities. It's possible to expand EBNF using additional non-terminals for each subrule (although there is not necessarily a canonical expansion, and expansions might differ in their parsing category). But, informally, we could extend the concept of LL(k) by saying that in every EBNF right-hand side, at every point where there is more than one alternative, the parser must be able to predict the appropriate alternative looking only at the next k tokens.
You're right that the grammar you provide is LL(1) in that sense. When the parser has just seen IDENT, it has three clear alternatives, each marked by a different lookahead token:
COMMA ↠ predict another repetition of (COMMA IDENT).
IDENT ↠ predict (IDENT).
')' ↠ predict an empty (IDENT)?.
But in the correct grammar (with my modification above), IDENT is a syntax error and COMMA could be either another repetition of ( COMMA IDENT ), or it could be the COMMA in ( COMMA )?.
You could change k=1 to k=2, thereby allowing the parser to examine the next two tokens, and if you did so it would compile with no warnings. In effect, that grammar is LL(2).
You could make an LL(1) grammar by left-factoring the expansion of the EBNF, but it's not going to be as pretty (or as easy for a reader to understand). So if you have a parser generator which can cope with the grammar as written, you might as well not worry about it.
But, for what it's worth, here's a possible solution:
tuple : '(' idents ')' ;
idents : IDENT ( COMMA ( idents )? )? ;
Untested because I don't have a working Antlr3 installation, but it at least compiles the grammar without warnings. Sorry if there is a problem.
It would probably be better to use tuple : '(' (idents)? ')'; in order to allow empty tuples. Also, there's no obvious reason to insist on COMMA instead of just using ',', assuming that '(' and ')' work as expected on Antlr3.

parsing maxscript - problem with newlines

I am trying to create parser for MAXScript language using their official grammar description of the language. I use flex and bison to create the lexer and parser.
However, I have run into following problem. In traditional languages (e.g. C) statements are separated by a special token (; in C). But in MAXScript expressions inside a compound expression can be separated either by ; or newline. There are other languages that use whitespace characters in their parsers, like Python. But Python is much more strict about the placement of the newline, and following program in Python is invalid:
# compile error
def
foo(x):
print(x)
# compile error
def bar
(x):
foo(x)
However in MAXScript following program is valid:
fn
foo x =
( // parenthesis start the compound expression
a = 3 + 2; // the semicolon is optional
print x
)
fn bar
x =
foo x
And you can even write things like this:
for
x
in
#(1,2,3,4)
do
format "%," x
Which will evaluate fine and print 1,2,3,4, to the output. So newlines can be inserted into many places with no special meaning.
However if you insert one more newline in the program like this:
for
x
in
#(1,2,3,4)
do
format "%,"
x
You will get a runtime error as format function expects to have more than one parameter passed.
Here is part of the bison input file that I have:
expr:
simple_expr
| if_expr
| while_loop
| do_loop
| for_loop
| expr_seq
expr_seq:
"(" expr_semicolon_list ")"
expr_semicolon_list:
expr
| expr TK_SEMICOLON expr_semicolon_list
| expr TK_EOL expr_semicolon_list
if_expr:
"if" expr "then" expr "else" expr
| "if" expr "then" expr
| "if" expr "do" expr
// etc.
This will parse only programs which use newline only as expression separator and will not expect newlines to be scattered in other places in the program.
My question is: Is there some way to tell bison to treat a token as an optional token? For bison it would mean this:
If you find newline token and you can shift with it or reduce, then do so.
Otherwise just discard the newline token and continue parsing.
Because if there is no way to do this, the only other solution I can think of is modifying the bison grammar file so that it expects those newlines everywhere. And bump the precedence of the rule where newline acts as an expression separator. Like this:
%precedence EXPR_SEPARATOR // high precedence
%%
// w = sequence of whitespace tokens
w: %empty // either nothing
| TK_EOL w // or newline followed by other whitespace tokens
expr:
w simple_expr w
| w if_expr w
| w while_loop w
| w do_loop w
| w for_loop w
| w expr_seq w
expr_seq:
w "(" w expr_semicolon_list w ")" w
expr_semicolon_list:
expr
| expr w TK_SEMICOLON w expr_semicolon_list
| expr TK_EOL w expr_semicolon_list %prec EXPR_SEPARATOR
if_expr:
w "if" w expr w "then" w expr w "else" w expr w
| w "if" w expr w "then" w expr w
| w "if" w expr w "do" w expr w
// etc.
However this looks very ugly and error-prone, and I would like to avoid such solution if possible.
My question is: Is there some way to tell bison to treat a token as an optional token?
No, there isn't. (See below for a longer explanation with diagrams.)
Still, the workaround is not quite as ugly as you think, although it's not without its problems.
In order to simplify things, I'm going to assume that the lexer can be convinced to produce only a single '\n' token regardless of how many consecutive newlines appear in the program text, including the case where there are comments scattered among the blank lines. That could be achieved with a complex regular expression, but a simpler way to do it is to use a start condition to suppress \n tokens until a regular token is encountered. The lexer's initial start condition should be the one which suppresses newline tokens, so that blank lines at the beginning of the program text won't confuse anything.
Now, the key insight is that we don't have to insert "maybe a newline" markers all over the grammar, since every newline must appear right after some real token. And that means that we can just add one non-terminal for every terminal:
tok_id: ID | ID '\n'
tok_if: "if" | "if" '\n'
tok_then: "then" | "then" '\n'
tok_else: "else" | "else" '\n'
tok_do: "do" | "do" '\n'
tok_semi: ';' | ';' '\n'
tok_dot: '.' | '.' '\n'
tok_plus: '+' | '+' '\n'
tok_dash: '-' | '-' '\n'
tok_star: '*' | '*' '\n'
tok_slash: '/' | '/' '\n'
tok_caret: '^' | '^' '\n'
tok_open: '(' | '(' '\n'
tok_close: ')' | ')' '\n'
tok_openb: '[' | '[' '\n'
tok_closeb: ']' | ']' '\n'
/* Etc. */
Now, it's just a question of replacing the use of a terminal with the corresponding non-terminal defined above. (No w non-terminal is required.) Once we do that, bison will report a number of shift-reduce conflicts in the non-terminal definitions just added; any terminal which can appear at the end of an expression will instigate a conflict, since the newline could be absorbed either by the terminal's non-terminal wrapper or by the expr_semicolon_list production. We want the newline to be part of expr_semicolon_list, so we need to add precedence declarations starting with newline, so that it is lower precedence than any other token.
That will most likely work for your grammar, but it is not 100% certain. The problem with precedence-based solutions is that they can have the effect of hiding real shift-reduce conflict issues. So I'd recommend running bison on the grammar and verifying that all the shift-reduce conflicts appear where expected (in the wrapper productions) before adding the precedence declarations.
Why token fallback is not as simple as it looks
In theory, it would be possible to implement a feature similar to the one you suggest. [Note 1]
But it's non-trivial, because of the way the LALR parser construction algorithm combines states. The result is that the parser might not "know" that the lookahead token cannot be shifted until it has done one or more reductions. So by the time it figures out that the lookahead token is not valid, it has already performed reductions which would have to be undone in order to continue the parse without the lookahead token.
Most parser generators compound the problem by removing error actions corresponding to a lookahead token if the default action in the state for that token is a reduction. The effect is again to delay detection of the error until after one or more futile reductions, but it has the benefit of significantly reducing the size of the transition table (since default entries don't need to be stored explicitly). Since the delayed error will be detected before any more input is consumed, the delay is generally considered acceptable. (Bison has an option to prevent this optimisation, however.)
As a practical illustration, here's a very simple expression grammar with only two operators:
prog: expr '\n' | prog expr '\n'
expr: prod | expr '+' prod
prod: term | prod '*' term
term: ID | '(' expr ')'
That leads to this state diagram [Note 2]:
Let's suppose that we wanted to ignore newlines pythonically, allowing the input
(
a + b
)
That means that the parser must ignore the newline after the b, since the input might be
(
a + b
* c
)
(Which is fine in Python but not, if I understand correctly, in MAXScript.)
Of course, the newline would be recognised as a statement separator if the input were not parenthesized:
a + b
Looking at the state diagram, we can see that the parser will end up in State 15 after the b is read, whether or not the expression is parenthesized. In that state, a newline is marked as a valid lookahead for the reduction action, so the reduction action will be performed, presumably creating an AST node for the sum. Only after this reduction will the parser notice that there is no action for the newline. If it now discards the newline character, it's too late; there is now no way to reduce b * c in order to make it an operand of the sum.
Bison does allow you to request a Canonical LR parser, which does not combine states. As a result, the state machine is much, much bigger; so much so that Canonical-LR is still considered impractical for non-toy grammars. In the simple two-operator expression grammar above, asking for a Canonical LR parser only increases the state count from 16 to 26, as shown here:
In the Canonical LR parser, there are two different states for the reduction term: term '+' prod. State 16 applies at the top-level, and thus the lookahead includes newline but not ) Inside parentheses the parser will instead reach state 26, where ) is a valid lookahead but newline is not. So, at least in some grammars, using a Canonical LR parser could make the prediction more precise. But features which are dependent on the use of a mammoth parsing automaton are not particularly practical.
One alternative would be for the parser to react to the newline by first simulating the reduction actions to see if a shift would eventually succeed. If you request Lookahead Correction (%define parse.lac full), bison will insert code to do precisely this. This code can create significant overhead, but many people request it anyway because it makes verbose error messages more accurate. So it would certainly be possible to repurpose this code to do token fallback handling, but no-one has actually done so, as far as I know.
Notes:
A similar question which comes up from time to time is whether you can tell bison to cause a token to be reclassified to a fallback token if there is no possibility to shift the token. (That would be useful for parsing languages like SQL which have a lot of non-reserved keywords.)
I generated the state graphs using Bison's -g option:
bison -o ex.tab.c --report=all -g ex.y
dot -Tpng -oex.png ex.dot
To produce the Canonical LR, I defined lr.type to be canonical-lr:
bison -o ex_canon.c --report=all -g -Dlr.type=canonical-lr ex.y
dot -Tpng -oex_canon.png ex_canon.dot

Parse grammar alternating and repeating

I was able to add support to my parser's grammar for alternating characters (e.g. ababa or baba) by following along with this question.
I'm now looking to extend that by allowing repeats of characters.
For example, I'd like to be able to support abaaabab and aababaaa as well. In my particular case, only the a is allowed to repeat but a solution that allows for repeating b's would also be useful.
Given the rules from the other question:
expr ::= A | B
A ::= "a" B | "a"
B ::= "b" A | "b"
... I tried extending it to support repeats, like so:
expr ::= A | B
# support 1 or more "a"
A_one_or_more = A_one_or_more "a" | "a"
A ::= A_one_or_more B | A_one_or_more
B ::= "b" A | "b"
... but that grammar is ambiguous. Is it possible for this to be made unambiguous, and if so could anyone help me disambiguate it?
I'm using the lemon parser which is an LALR(1) parser.
The point of parsing, in general, is to parse; that is, determine the syntactic structure of an input. That's significantly different from simply verifying that an input belongs to a language.
For example, the language which consists of arbitrary repetitions of a and b can be described with the regular expression (a|b)*, which can be written in BNF as
S ::= /* empty */ | S a | S b
But that probably does not capture the syntactic structure you are trying to defind. On the other hand, since you don't specify that structure, it is hard to know.
Here are a couple more possibilities, which build different parse trees:
S ::= E | S E
E ::= A b | E b
A ::= a | A a
S ::= E | S E
E ::= A B
A ::= a | A a
B ::= b | B b
When writing a grammar to parse a language, it is useful to start by drawing your proposed parse trees. Usually, you can write the grammar directly from the form of the trees, which shows that a formal grammar is primarily a documentation tool, since it clearly describes the language in a way that informal descriptions cannot. Using a parser generator to turn that grammar into a parser ensures that the parser implements the described language. Or, at least, that is the goal.
Here is a nice tool for checking your grammar online http://smlweb.cpsc.ucalgary.ca/start.html. It actually accepts the grammar you provided as a valid LALR(1) grammar.
A different LALR(1) grammar, that allows reapeating a's, would be:
S ::= "a" S | "a" | "b" A | "b"
A ::= "a" S .

How should "or" be treated in a BNF production rule?

I'm looking at the BNF grammar for SVG path data, and one of the derivation rules is:
digit-sequence ::= digit | digit digit-sequence
Is there a sematic difference beween this rule and:
digit-sequence ::= digit digit-sequence | digit
Exactly what does the | mean in a BNF grammar? Should the first match be selected, or the one that consumes most of the input?
| in a BNF grammar means alternation, i.e. if the current token matches one alternative or another it must be accepted. Here is a tutorial on BNF.
However, the rule you quoted is recursive (note digit-sequence is on both the left- and the right-hand sides of the rule) so that rule means a sequence of digits, e.g. [0-9]+ in regex.
BTW, parsing SVG path data seems to be an untrivial task so that a general BNF parser was once used to parse path data in combination with XML parser — https://metacpan.org/release/MarpaX-Languages-SVG-Parser

Overloading multiplication using menhir and OCaml

I have written a lexer and parser to analyze linear algebra statements. Each statement consists of one or more expressions followed by one or more declarations. I am using menhir and OCaml to write the lexer and parser.
For example:
Ax = b, where A is invertible.
This should be read as A * x = b, (A, invertible)
In an expression all ids must be either an uppercase or lowercase symbol. I would like to overload the multiplication operator so that the user does not have to type in the '*' symbol.
However, since the lexer also needs to be able to read strings (such as "invertible" in this case), the "Ax" portion of the expression is sent over to the parser as a string. This causes a parser error since no strings should be encountered in the expression portion of the statement.
Here is the basic idea of the grammar
stmt :=
| expr "."
| decl "."
| expr "," decl "."
expr :=
| term
| unop expr
| expr binop expr
term :=
| <int> num
| <char> id
| "(" expr ")"
decl :=
| id "is" kinds
kinds :=
| <string> kind
| kind "and" kinds
Is there some way to separate the individual characters and tell the parser that they should be treated as multiplication? Is there a way to change the lexer so that it is smart enough to know that all character clusters before a comma are ids and all clusters after should be treated as strings?
It seems to me you have two problems:
You want your lexer to treat sequences of characters differently in different places.
You want multiplication to be indicated by adjacent expressions (no operator in between).
The first problem I would tackle in the lexer.
One question is why you say you need to use strings. This implies that there is a completely open-ended set of things you can say. It might be true, but if you can limit yourself to a smallish number, you can use keywords rather than strings. E.g., invertible would be a keyword.
If you really want to allow any string at all in such places, it's definitely still possible to hack a lexer so that it maintains a state describing what it has seen, and looks ahead to see what's coming. If you're not required to adhere to a pre-defined grammar, you could adjust your grammar to make this easier. (E.g., you could use commas for only one purpose.)
For the second problem, I'd say you need to add adjacency to your grammar. I.e., your grammar needs a rule that says something like term := term term. I suspect it's tricky to get this to work correctly, but it does work in OCaml (where adjacent expressions represent function application) and in awk (where adjacent expressions represent string concatenation).

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