I have this .bib file for reference management while writing my thesis in LaTeX:
#article{garg2017patch,
title={Patch testing in patients with suspected cosmetic dermatitis: A retrospective study},
author={Garg, Taru and Agarwal, Soumya and Chander, Ram and Singh, Aashim and Yadav, Pravesh},
journal={Journal of Cosmetic Dermatology},
year={2017},
publisher={Wiley Online Library}
}
#article{hauso2008neuroendocrine,
title={Neuroendocrine tumor epidemiology},
author={Hauso, Oyvind and Gustafsson, Bjorn I and Kidd, Mark and Waldum, Helge L and Drozdov, Ignat and Chan, Anthony KC and Modlin, Irvin M},
journal={Cancer},
volume={113},
number={10},
pages={2655--2664},
year={2008},
publisher={Wiley Online Library}
}
#article{siperstein1997laparoscopic,
title={Laparoscopic thermal ablation of hepatic neuroendocrine tumor metastases},
author={Siperstein, Allan E and Rogers, Stanley J and Hansen, Paul D and Gitomirsky, Alexis},
journal={Surgery},
volume={122},
number={6},
pages={1147--1155},
year={1997},
publisher={Elsevier}
}
If anyone wants to know what bib file is, you can find it detailed here.
I'd like to parse this with Perl 6 to extract the key along with the title like this:
garg2017patch: Patch testing in patients with suspected cosmetic dermatitis: A retrospective study
hauso2008neuroendocrine: Neuroendocrine tumor epidemiology
siperstein1997laparoscopic: Laparoscopic thermal ablation of hepatic neuroendocrine tumor metastases
Can you please help me to do this, maybe in two ways:
Using basic Perl 6
Using a Perl 6 Grammar
TL;DR
A complete and detailed answer that does just exactly as #Suman asks.
An introductory general answer to "I want to parse X. Can anyone help?"
A one-liner in a shell
I'll start with terse code that's perfect for some scenarios[1], and which someone might write if they're familiar with shell and Raku basics and in a hurry:
> raku -e 'for slurp() ~~ m:g / "#article\{" (<-[,]>+) \, \s+
"title=\{" (<-[}]>+) \} / -> $/ { put "$0: $1\n" }' < derm.bib
This produces precisely the output you specified:
garg2017patch: Patch testing in patients with suspected cosmetic dermatitis: A retrospective study
hauso2008neuroendocrine: Neuroendocrine tumor epidemiology
siperstein1997laparoscopic: Laparoscopic thermal ablation of hepatic neuroendocrine tumor metastases
Same single statement, but in a script
Skipping shell escapes and adding:
Whitespace.
Comments.
► use tio.run to run the code below
for slurp() # "slurp" (read all of) stdin and then
~~ m :global # match it "globally" (all matches) against
/ '#article{' (<-[,]>+) ',' \s+ # a "nextgen regex" that uses (`(...)`) to
'title={' (<-[}]>+) '}' / # capture the article id and title and then
-> $/ { put "$0: $1\n" } # for each article, print "article id: title".
Don't worry if the above still seems like pure gobbledygook. Later sections explain the above while also introducing code that's more general, clean, and readable.[2]
Four statements instead of one
my \input = slurp;
my \pattern = rule { '#article{' ( <-[,]>+ ) ','
'title={' ( <-[}]>+ ) }
my \articles = input .match: pattern, :global;
for articles -> $/ { put "$0: $1\n" }
my declares a lexical variable. Raku supports sigils at the start of variable names. But it also allows devs to "slash them out" as I have done.
my \pattern ...
my \pattern = rule { '#article{' ( <-[,]>+ ) ','
'title={' ( <-[}]>+ ) }
I've switched the pattern syntax from / ... / in the original one-liner to rule { ... }. I did this to:
Eliminate the risk of pathological backtracking
Classic regexes risk pathological backtracking. That's fine if you can just kill a program that's gone wild, but click the link to read how bad it can get! 🤪 We don't need backtracking to match the .bib format.
Communicate that the pattern is a rule
If you write a good deal of pattern matching code, you'll frequently want to use rule { ... }. A rule eliminates any risk of the classic regex problem just described (pathological backtracking), and has another superpower. I'll cover both aspects below, after first introducing the adverbs corresponding to those superpowers.
Raku regexes/rules can be (often are) used with "adverbs". These are convenient shortcuts that modify how patterns are applied.
I've already used an adverb in the earlier versions of this code. The "global" adverb (specified using :global or its shorthand alias :g) directs the matching engine to consume all of the input, generating a list of as many matches as it contains, instead of returning just the first match.
While there are shorthand aliases for adverbs, some are used so repeatedly that it's a lot tidier to bundle them up into distinct rule declarators. That's why I've used rule. It bundles up two adverbs appropriate for matching many data formats like .bib files:
:ratchet (alias :r)
:sigspace (alias :s)
Ratcheting (:r / :ratchet) tells the compiler that when an "atom" (a sub-pattern in a rule that is treated as one unit) has matched, there can be no going back on that. If an atom further on in the pattern in the same rule fails, then the whole rule immediately fails.
This eliminates any risk of the "pathological backtracking" discussed earlier.
Significant space handling (:s / :sigspace) tells the compiler that an atom followed by literal spacing that is in the pattern indicates that a "token" boundary pattern, aka ws should be appended to the atom.
Thus this adverb deals with tokenizing. Did you spot that I'd dropped the \s+ from the pattern compared to the original one in the one-liner? That's because :sigspace, which use of rule implies, takes care of that automatically:
say 'x#y x # y' ~~ m:g:s /x\#y/; # (「x#y」) <-- only one match
say 'x#y x # y' ~~ m:g /x \# y/; # (「x#y」) <-- only one match
say 'x#y x # y' ~~ m:g:s /x \# y/; # (「x#y」 「x # y」) <-- two matches
You might wonder why I've reverted to using / ... / to show these two examples. Turns out that while you can use rule { ... } with the .match method (described in the next section), you can't use rule with m. No problem; I just used :s instead to get the desired effect. (I didn't bother to use :r for ratcheting because it makes no difference for this pattern/input.)
To round out this dive into the difference between classic regexes (which can also be written regex { ... }) and rule rules, let me mention the other main option: token. The token declarator implies the :ratchet adverb, but not the :sigspace one. So it also eliminates the pathological backtracking risk of a regex (or / ... /) but, just like a regex, and unlike a rule, a token ignores whitespace used by a dev in writing out the rule's pattern.
my \articles = input .match: pattern, :global
This line uses the method form (.match) of the m routine used in the one-liner solution.
The result of a match when :global is used is a list of Match objects rather than just one. In this case we'll get three, corresponding to the three articles in the input file.
for articles -> $/ { put "$0: $1\n" }
This for statement successively binds a Match object corresponding to each of the three articles in your sample file to the symbol $/ inside the code block ({ ... }).
Per Raku doc on $/, "$/ is the match variable, so it usually contains objects of type Match.". It also provides some other conveniences; we take advantage of one of these conveniences related to numbered captures:
The pattern that was matched earlier contained two pairs of parentheses;
The overall Match object ($/) provides access to these two Positional captures via Positional subscripting (postfix []), so within the for's block, $/[0] and $/[1] provide access to the two Positional captures for each article;
Raku aliases $0 to $/[0] (and so on) for convenience, so most devs use the shorter syntax.
Interlude
This would be a good time to take a break. Maybe just a cuppa, or return here another day.
The last part of this answer builds up and thoroughly explains a grammar-based approach. Reading it may provide further insight into the solutions above and will show how to extend Raku's parsing to more complex scenarios.
But first...
A "boring" practical approach
I want to parse this with Raku. Can anyone help?
Raku may make writing parsers less tedious than with other tools. But less tedious is still tedious. And Raku parsing is currently slow.
In most cases, the practical answer when you want to parse well known formats and/or really big files is to find and use an existing parser. This might mean not using Raku at all, or using an existing Raku module, or using an existing non-Raku parser in Raku.
A suggested starting point is to search for the file format on modules.raku.org or raku.land. Look for a publicly shared parsing module already specifically packaged for Raku for the given file format. Then do some simple testing to see if you have a good solution.
At the time of writing there are no matches for 'bib'.
Even if you don't know C, there's almost certainly a 'bib' parsing C library already available that you can use. And it's likely to be the fastest solution. It's typically surprisingly easy to use an external library in your own Raku code, even if it's written in another programming language.
Using C libs is done using a feature called NativeCall. The doc I just linked may well be too much or too little, but please feel free to visit the freenode IRC channel #raku and ask for help. (Or post an SO question.) We're friendly folk. :)
If a C lib isn't right for a particular use case, then you can probably still use packages written in some other language such as Perl, Python, Ruby, Lua, etc. via their respective Inline::* language adapters.
The steps are:
Install a package (that's written in Perl, Python or whatever);
Make sure it runs on your system using a compiler of the language it's written for;
Install the appropriate Inline language adapter that lets Raku run packages in that other language;
Use the "foreign" package as if it were a Raku package containing exported Raku functions, classes, objects, values, etc.
(At least, that's the theory. Again, if you need help, please pop on the IRC channel or post an SO question.)
The Perl adapter is the most mature so I'll use that as an example. Let's say you use Perl's Text::BibTex packages and now wish to use Raku with that package. First, setup it up as it's supposed to be per its README. Then, in Raku, write something like:
use Text::BibTeX::BibFormat:from<Perl5>;
...
#blocks = $entry.format;
Explanation of these two lines:
The first line is how you tell Raku that you wish to load a Perl module.
(It won't work unless Inline::Perl5 is already installed and working. But it should be if you're using a popular Raku bundle. And if not, you should at least have the module installer zef so you can run zef install Inline::Perl5.)
The last line is just a mechanical Raku translation of the #blocks = $entry->format; line from the SYNOPSIS of the Perl package Text::BibTeX::BibFormat.
A Raku grammar / parser
OK. Enough "boring" practical advice. Let's now try have some fun creating a grammar based Raku parser good enough for the example from your question.
► use glot.io to run the code below
unit grammar bib;
rule TOP { <article>* }
rule article { '#article{' $<id>=<-[,]>+ ','
<kv-pairs>
'}'
}
rule kv-pairs { <kv-pair>* % ',' }
rule kv-pair { $<key>=\w* '={' ~ '}' $<value>=<-[}]>* }
With this grammar in place, we can now write something like:
die "Use CommaIDE?" unless bib .parsefile: 'derm.bib';
for $<article> -> $/ { put "$<id>: $<kv-pairs><kv-pair>[0]<value>\n" }
to generate exactly the same output as the previous solutions.
When a match or parse fails, by default Raku just returns Nil, which is, well, rather terse feedback.
There are several nice debugging options to figure out what's going on with a regex or grammar, but the best option by far is to use CommaIDE's Grammar-Live-View.
If you haven't already installed and used Comma, you're missing one of the best parts of using Raku. The features built in to the free version of Comma ("Community Edition") include outstanding grammar development / tracing / debugging tools.
Explanation of the 'bib' grammar
unit grammar bib;
The unit declarator is used at the start of a source file to tell Raku that the rest of the file declares a named package of code of a particular type.
The grammar keyword specifies a grammar. A grammar is like a class, but contains named "rules" -- not just named methods, but also named regexs, tokens, and rules. A grammar also inherits a bunch of general purpose rules from a base grammar.
rule TOP {
Unless you specify otherwise, parsing methods (.parse and .parsefile) that are called on a grammar start by calling the grammar's rule named TOP (declared with a rule, token, regex, or method declarator).
As a, er, rule of thumb, if you don't know if you should be using a rule, regex, token, or method for some bit of parsing, use a token. (Unlike regex patterns, tokens don't risk pathological backtracking.)
But I've used a rule. Like token patterns, rules also avoid the pathological backtracking risk. But, in addition rules interpret some whitespace in the pattern to be significant, in a natural manner. (See this SO answer for precise details.)
rules are typically appropriate towards the top of the parse tree. (Tokens are typically appropriate towards the leaves.)
rule TOP { <article>* }
The space at the end of the rule (between the * and pattern closing }) means the grammar will match any amount of whitespace at the end of the input.
<article> invokes another named rule in this grammar.
Because it looks like one should allow for any number of articles per bib file, I added a * (zero or more quantifier) at the end of <article>*.
rule article { '#article{' $<id>=<-[,]>+ ','
<kv-pairs>
'}'
}
If you compare this article pattern with the ones I wrote for the earlier Raku rules based solutions, you'll see various changes:
Rule in original one-liner
Rule in this grammar
Kept pattern as simple as possible.
Introduced <kv-pairs> and closing }
No attempt to echo layout of your input.
Visually echoes your input.
<[...]> is the Raku syntax for a character class, like[...] in traditional regex syntax. It's more powerful, but for now all you need to know is that the - in <-[,]> indicates negation, i.e. the same as the ^ in the [^,] syntax of ye olde regex. So <-[,]>+ attempts a match of one or more characters, none of which are ,.
$<id>=<-[,]>+ tells Raku to attempt to match the quantified "atom" on the right of the = (i.e. the <-[,]>+ bit) and store the results at the key <id> within the current match object. The latter will be hung from a branch of the parse tree; we'll get to precisely where later.
rule kv-pairs { <kv-pair>* % ',' }
This pattern illustrates one of several convenient Raku regex features. It declares you want to match zero or more kv-pairs separated by commas.
(In more detail, the % regex infix operator requires that matches of the quantified atom on its left are separated by the atom on its right.)
rule kv-pair { $<key>=\w* '={' ~ '}' $<value>=<-[}]>* }
The new bit here is '={' ~ '}'. This is another convenient regex feature. The regex Tilde operator parses a delimited structure (in this case one with a ={ opener and } closer) with the bit between the delimiters matching the quantified regex atom on the right of the closer. This confers several benefits but the main one is that error messages can be clearer.
I could have used the ~ approach in the /.../ regex in the one-liner, and vice-versa. But I wanted this grammar solution to continue the progression toward illustrating "better practice" idioms.
Constructing / deconstructing the parse tree
for $<article> { put "$<id>: $<kv-pairs><kv-pair>[0]<value>\n" }`
$<article>, $<id> etc. refer to named match objects that are stored somewhere in the "parse tree". But how did they get there? And exactly where is "there"?
Returning to the top of the grammar:
rule TOP {
If a .parse is successful, a single 'TOP' level match object is returned. (After a parse is complete the variable $/ is also bound to that top match object.) During parsing a tree will have been formed by hanging other match objects off this top match object, and then others hung off those, and so on.
Addition of match objects to a parse tree is done by adding either a single generated match object, or a list of them, to either a Positional (numbered) or Associative (named) capture of a "parent" match object. This process is explained below.
rule TOP { <article>* }
<article> invokes a match of the rule named article. An invocation of the rule <article> has two effects:
Raku tries to match the rule.
If it matches, Raku captures that match by generating a corresponding match object and adding it to the parse tree under the key <article> of the parent match object. (In this case the parent is the top match object.)
If the successfully matched pattern had been specified as just <article>, rather than as <article>*, then only one match would have been attempted, and only one value, a single match object, would have been generated and added under the key <article>.
But the pattern was <article>*, not merely <article>. So Raku attempts to match the article rule as many times as it can. If it matches at all, then a list of one or more match objects is stored as the value of the <article> key. (See my answer to "How do I access the captures within a match?" for a more detailed explanation.)
$<article> is short for $/<article>. It refers to the value stored under the <article> key of the current match object (which is stored in $/). In this case that value is a list of 3 match objects corresponding to the 3 articles in the input.
rule article { '#article{' $<id>=<-[,]>+ ','
Just as the top match object has several match objects hung off of it (the three captures of article matches that are stored under the top match object's <article> key), so too do each of those three article match objects have their own "child" match objects hanging off of them.
To see how that works, let's consider just the first of the three article match objects, the one corresponding to the text that starts "#article{garg2017patch,...". The article rule matches this article. As it's doing that matching, the $<id>=<-[,]>+ part tells Raku to store the match object corresponding to the id part of the article ("garg2017patch") under that article match object's <id> key.
Hopefully this is enough (quite possibly way too much!) and I can at last exhaustively (exhaustingly?) explain the last line of code, which, once again, was:
for $<article> -> $/ { put "$<id>: $<kv-pairs><kv-pair>[0]<value>\n" }`
At the level of the for, the variable $/ refers to the top of the parse tree generated by the parse that just completed. Thus $<article>, which is shorthand for $/<article>, refers to the list of three article match objects.
The for then iterates over that list, binding $/ within the lexical scope of the -> $/ { ... } block to each of those 3 article match objects in turn.
The $<id> bit is shorthand for $/<id>, which inside the block refers to the <id> key within the article match object that $/ has been bound to. In other words, $<id> inside the block is equivalent to $<article><id> outside the block.
The $<kv-pairs><kv-pair>[0]<value> follows the same scheme, albeit with more levels and a positional child (the [0]) in the midst of all the key (named/ associative) children.
(Note that there was no need for the article pattern to include a $<kv-pairs>=<kv-pairs> because Raku just presumes a pattern of the form <foo> should store its results under the key <foo>. If you wish to disable that, write a pattern with a non-alpha character as the first symbol. For example, use <.foo> if you want to have exactly the same matching effect as <foo> but just not store the matched input in the parse tree.)
Phew!
When the automatically generated parse tree isn't what you want
As if all the above were not enough, I need to mention one more thing.
The parse tree strongly reflects the tree structure of the grammar's rules calling one another from the top rule down to leaf rules. But the resulting structure is sometimes inconvenient.
Often one still wants a tree, but a simpler one, or perhaps some non-tree data structure.
The primary mechanism for generating exactly what you want from a parse, when the automatic results aren't suitable, is make. (This can be used in code blocks inside rules or factored out into Action classes that are separate from grammars.)
In turn, the primary use case for make is to generate a sparse tree of nodes hanging off the parse tree, such as an AST.
Footnotes
[1] Basic Raku is good for exploratory programming, spikes, one-offs, PoCs and other scenarios where the emphasis is on quickly producing working code that can be refactored later if need be.
[2] Raku's regexes/rules scale up to arbitrary parsing, as introduced in the latter half of this answer. This contrasts with past generations of regex which could not.[3]
[3] That said, ZA̡͊͠͝LGΌ ISͮ̂҉̯͈͕̹̘̱ TO͇̹̺ͅƝ̴ȳ̳ TH̘Ë͖́̉ ͠P̯͍̭O̚N̐Y̡ remains a great and relevant read. Not because Raku rules can't parse (X)HTML. In principle they can. But for a task as monumental as correctly handling full arbitrary in-the-wild XHTML I would strongly recommend you use an existing parser written expressly for that purpose. And this applies generally for existing formats; it's best not to reinvent the wheel. But the good news with Raku rules is that if you need to write a full parser, not just a bunch of regexes, you can do so, and it need not involve going insane!
Available in my Lua 5.1 environment are obviously the default Lua pattern matching, but also a reasonably recent version of PCRE and LPEG. I don't honestly care which of these is used; as long as my problem is tackled in an efficient manner I'm happy. (My personal knowledge of LPEG especially is next to non-existent, but I hear it has some very good qualities.)
I have a table with certain string patterns as keys, the accompanying values are to be used once the keys matches... which means they aren't really important for this matter.
Suppose you have:
tbl = { ["aaa"] = 12, ["aab"] = 452, ["aba"] = -2 }
Now my goal is to find out which one of these matches first in a particular string like "accaccaacaadacaabacdaaba".
In reality, the keys are more numerous and the match string is considerably lengthier. This means simply matching against all keys one by one and compare the column the match begins at is a very inefficient solution that is not viable for me.
Parts of the match strings can have considerable overlaps, too. From the theory, I know one state machine per key pattern would be ideal in this regard; just go through the motions on every pattern and the moment you have a complete match on one of them you are done.
But I would be crazy to go code something like that myself when there's so many pattern matching libraries in my environment. The only one I know is technically capable is PCRE; just append the keys like "aaa|aab|aba" and you'll get the first feasible match.
But there's also the problem. For one, I am unsure how intelligent it is when compiling such a match. (I think it first tries 'aaa', unwinds completely once it fails, then completely tries aab, but I haven't tested) which wouldn't be too efficient compared to matching it like "a(a[ab]|ba)" where similarities get resolved faster.
Additionally, I'd like to have the capacity to put in some flexibility ("a.ad" where the second character doesn't matter, or matches a number.. basic stuff like that). With a pattern like that in such an additive approach, I do not see a way to regain the original pattern that matched so I can use the value that goes with it.
(Worst case, I could just generate a lot of entries in the table to match every possible wildcard variation and do away with the pattern requirement, but I honestly don't want to.)
Which library is the right tool for the job, and to boot, how to best use said library to achieve above-stated goals without reinventing the wheel?
A comment to your question mentioned Aho–Corasick algorithm.
If your environment has access to os.execute or io.popen, you can call fgrep -o -f patterns filename, where patterns is the name of a file that contains patterns separated with newlines, and filename is the name of your input. -o means that only matches will be output, one per line. You can replace filename with - so that fgrep reads from standard input: echo "String to match" | fgrep -o -f patterns.
fgrep implements Aho–Corasick algorithm.
However, remember that Aho–Corasick algorithm does not recognise metacharacters.
Just as Alexander Mashin's answer said, Aho–Corasick algorithm is an efficient algorithm that will solve your problem. In Lua land, cloudflare /
lua-aho-corasick is an implementation for LuaJIT using FFI. There's also a pure lua implemetation jgrahamc/aho-corasick-lua which might be slower.
One of the biggest problems with designing a lexical analyzer/parser combination is overzealousness in designing the analyzer. (f)lex isn't designed to have parser logic, which can sometimes interfere with the design of mini-parsers (by means of yy_push_state(), yy_pop_state(), and yy_top_state().
My goal is to parse a document of the form:
CODE1 this is the text that might appear for a 'CODE' entry
SUBCODE1 the CODE group will have several subcodes, which
may extend onto subsequent lines.
SUBCODE2 however, not all SUBCODEs span multiple lines
SUBCODE3 still, however, there are some SUBCODES that span
not only one or two lines, but any number of lines.
this makes it a challenge to use something like \r\n
as a record delimiter.
CODE2 Moreover, it's not guaranteed that a SUBCODE is the
only way to exit another SUBCODE's scope. There may
be CODE blocks that accomplish this.
In the end, I've decided that this section of the project is better left to the lexical analyzer, since I don't want to create a pattern that matches each line (and identifies continuation records). Part of the reason is that I want the lexical parser to have knowledge of the contents of each line, without incorporating its own tokenizing logic. That is to say, if I match ^SUBCODE[ ][ ].{71}\r\n (all records are blocked in 80-character records) I would not be able to harness the power of flex to tokenize the structured data residing in .{71}.
Given these constraints, I'm thinking about doing the following:
Entering a CODE1 state from the <INITIAL> start condition results
in calls to:
yy_push_state(CODE_STATE)
yy_push_state(CODE_CODE1_STATE)
(do something with the contents of the CODE1 state identifier, if such contents exist)
yy_push_state(SUBCODE_STATE) (to tell the analyzer to expect SUBCODE states belonging to the CODE_CODE1_STATE. This is where the analyzer begins to masquerade as a parser.
The <SUBCODE1_STATE> start condition is nested as follows: <CODE_STATE>{ <CODE_CODE1_STATE> { <SUBCODE_STATE>{ <SUBCODE1_STATE> { (perform actions based on the matching patterns) } } }. It also sets the global previous_state variable to yy_top_state(), to wit SUBCODE1_STATE.
Within <SUBCODE1_STATE>'s scope, \r\n will call yy_pop_state(). If a continuation record is present (which is a pattern at the highest scope against which all text is matched), yy_push_state(continuation_record_states[previous_state]) is called, bringing us back to the scope in 2. continuation_record_states[] maps each state with its continuation record state, which is used by the parser.
As you can see, this is quite complicated, which leads me to conclude that I'm massively over-complicating the task.
Questions
For states lacking an extremely clear token signifying the end of its scope, is my proposed solution acceptable?
Given that I want to tokenize the input using flex, is there any way to do so without start conditions?
The biggest problem I'm having is that each record (beginning with the (SUB)CODE prefix) is unique, but the information appearing after the (SUB)CODE prefix is not. Therefore, it almost appears mandatory to have multiple states like this, and the abstract CODE_STATE and SUBCODE_STATE states would act as groupings for each of the concrete SUBCODE[0-9]+_STATE and CODE[0-9]+_STATE states.
I would look at how the OMeta parser handles these things.
In a now migrated question about human-readable URLs I allowed myself to elaborate a little hobby-horse of mine:
When I encounter URLs like http://www.example.com/product/123/subpage/456.html I always think that this is an attempt on creating meaningful hierarchical URLs which, however, is not entirely hierarchical. What I mean is, you should be able to slice off one level at a time. In the above, the URL has two violations on this principle:
/product/123 is one piece of information represented as two levels. It would be more correctly represented as /product:123 (or whatever delimiter you like)
/subpage is very likely not an entity in itself (i.e., you cannot go up one level from 456.html as http://www.example.com/product/123/subpage is "nothing").
Therefore, I find the following more correct:
http://www.example.com/product:123/456.html
Here, you can always navigate up one level at a time:
http://www.example.com/product:123/456.html
— The subpage
http://www.example.com/product:123 — The product page
http://www.example.com/ — The root
Following the same philosophy, the following would make sense [and provide an additional link to the products listing]:
http://www.example.com/products/123/456.html
Where:
http://www.example.com/products/123/456.html — The subpage
http://www.example.com/products/123 — The product page
http://www.example.com/products — The list of products
http://www.example.com/ — The root
My primary motivation for this approach is that if every "path element" (delimited by /) is selfcontained1, you will always be able to navigate to the "parent" by simply removing the last element of the URL. This is what I (sometimes) do in my file explorer when I want to go to the parent directory. Following the same line of logic the user (or a search engine / crawler) can do the same. Pretty smart, I think.
On the other hand (and this is the important bit of the question): While I can never prevent that a user tries to access a URL he himself has amputated, am I wrongfully asserting (and honouring) that a search engine might do the same? I.e., is it reasonable to expect that no search engine (or really: Google) would try to access http://www.example.com/product/123/subpage (point 2, above)? (Or am I really only taking the human factor into account here?)
This is not a question about personal preference. It's techical question about what I can expect of an crawler / indexer and to what extend I should take non-human URL manipulation into account when designing URLs.
Also, the structural "depth" of http://www.example.com/product/123/subpage/456.html is 4, where http://www.example.com/products/123/456.html is only 3. Rumour has it that this depth influences search engine ranking. At least, so I was told. (It is now evident that SEO is not what I know most about.) Is this (still?) true: does the hierarchical depth (number of directories) influence search ranking?
So, is my "hunch" technically sound or should I spend my time on something else?
Example: Doing it (almost) right
Good ol' SO gets this almost right. Case in point: profiles, e.g., http://stackoverflow.com/users/52162:
http://stackoverflow.com/users/52162 — Single profile
http://stackoverflow.com/users — List of users
http://stackoverflow.com/ — Root
However, the canonical URL for the profile is actually http://stackoverflow.com/users/52162/jensgram which seems redundant (the same end-point represented on two hierarchical levels). Alternative: http://stackoverflow.com/users/52162-jensgram (or any other delimiter consistently used).
1) Carries a complete piece of information not dependent on "deeper" elements.
Hierarchical urls of this kind "http://www.example.com/product:123/456.html" are as useless as "http://www.example.com/product/123/subpage", because when users see your urls, they don't care about identifiers from your database, they want meaningful paths. This is why StackOverflow puts question titles into urls: "http://stackoverflow.com/questions/4017365/human-readable-urls-preferably-hierarchical-too".
Google advices against practice of replacing usual queries like "http://www.example.com/?product=123&page=456", because when every site develops it's own scheme, crawler doesn't know what each part means, if it's important or not. Google has invented sophisticated mechanisms to find important arguments and ignore unimportant, which means you'll get more pages into index and there will be less duplicates. But these algorithms often fail when web developers invent their own scheme.
If you care about both users and crawlers you should use urls like this instead:
http://www.example.com/products/greatest-keyboard/benefits — the subpage
http://www.example.com/products/greatest-keyboard — the product page
http://www.example.com/products — the list of products
http://www.example.com/ — the root
Also, search engines give higher rating to pages with keywords in the url.